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Region of convergence

The region of convergence (ROC) is the set of points in the complex plane for which the Z-transform summation converges.

Example 1 (no roc)

Let . Expanding on the interval it becomes

Looking at the sum

Therefore, there are no values of that satisfy this condition.

Example 2 (causal roc)

ROC shown in blue, the unit circle as a dotted grey circle (appears reddish to the eye) and the circle is shown as a dashed black circle

Let (where is the Heaviside step function). Expanding on the interval it becomes

Looking at the sum

The last equality arises from the infinite geometric series and the equality only holds if which can be rewritten in terms of as . Thus, the ROC is . In this case the ROC is the complex plane with a disc of radius 0.5 at the origin "punched out".

Example 3 (anticausal roc)

ROC shown in blue, the unit circle as a dotted grey circle and the circle is shown as a dashed black circle

Let (where is the Heaviside step function). Expanding on the interval it becomes

Looking at the sum

Using the infinite geometric series, again, the equality only holds if which can be rewritten in terms of as . Thus, the ROC is . In this case the ROC is a disc centered at the origin and of radius 0.5.

What differentiates this example from the previous example is only the ROC. This is intentional to demonstrate that the transform result alone is insufficient.

Examples conclusion

Examples 2 & 3 clearly show that the Z-transform of is unique when and only when specifying the ROC. Creating the pole-zero plot for the causal and anticausal case show that the ROC for either case does not include the pole that is at 0.5. This extends to cases with multiple poles: the ROC will never contain poles.

In example 2, the causal system yields an ROC that includes while the anticausal system in example 3 yields an ROC that includes .

ROC shown as a blue ring

In systems with multiple poles it is possible to have an ROC that includes neither nor . The ROC creates a circular band. For example, has poles at 0.5 and 0.75. The ROC will be , which includes neither the origin nor infinity. Such a system is called a mixed-causality system as it contains a causal term and an anticausal term .

The stability of a system can also be determined by knowing the ROC alone. If the ROC contains the unit circle (i.e., ) then the system is stable. In the above systems the causal system (Example 2) is stable because contains the unit circle.

If you are provided a Z-transform of a system without an ROC (i.e., an ambiguous ) you can determine a unique provided you desire the following:

  • Stability

  • Causality

If you need stability then the ROC must contain the unit circle. If you need a causal system then the ROC must contain infinity and the system function will be a right-sided sequence. If you need an anticausal system then the ROC must contain the origin and the system function will be a left-sided sequence. If you need both, stability and causality, all the poles of the system function must be inside the unit circle.

The unique can then be found.

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