Добавил:
Upload Опубликованный материал нарушает ваши авторские права? Сообщите нам.
Вуз: Предмет: Файл:
A History of the English Language (Hogg).pdf
Скачиваний:
311
Добавлен:
01.03.2016
Размер:
10 Мб
Скачать
☆

142 O L G A F I S C H E R A N D W I M VA N D E R W U R F F

presumably because in hypothetical contexts the emphasis would be on the activity rather than on the resultative state, because that state is never in fact reached. This again reduces the ‘intransitive’ domain of be. Thus in (32a) have is used rather than be because the context is one of ‘irrealis’, in contrast to (32b), where we have a factual situation:

(32) a. He wende have cropen by his felawe John, | And by the millere in he creep

anon

(Chaucer, MillT 4259–60)

b.noot I for-why ne how/ That jalousie, allas . . . | Thus causeles is cropen

into yow

(Chaucer, T&C III, 1009–11)

For similar reasons have is more frequent in iterative and durative contexts. Frequency is a crucial factor in grammaticalisation processes, so it is not surprising that slowly have gains on be.

At the same time, there are formal and functional factors that account for the decrease of be. The combination of be + past participle was functionally at a disadvantage because it was ambiguous: it was also used for the passive construction. Thus a phrase like she was returned could mean ‘she had returned’ as well as ‘she had been returned’. In addition, the common abbreviation of both has and is to ’s led to a further falling-together of the be and have verbs, under the more frequent perfect auxiliary have. The decline of be follows the typical S-curve: it is a slow but steady one in ME and early ModE. It picks up speed in Late ModE and comes to a climax in the nineteenth century, which witnesses a dramatic drop in the frequency of be.

3.3.3

Mood

 

Mood as a formal category is typically connected with the verb. Mood inflections on the verb are used to express the attitude of the speaker towards the factual content of a proposition. Thus in OE the indicative mood is commonly used in the context of an objective, factual report and is the rule in most constructions that do not involve grammatical dependence. The subjunctive is a subjective expression and is found especially in volitional, conjectural and hypothetical contexts, which are, as it were, one step removed from the situation as fact, from our purely socio-physical experience of the world. In OE the subjunctive occurs most frequently in dependent clauses, following a main clause which introduces modality lexically. In other words, the subjunctive is not (or no longer) a primary marker of modality: it has grammaticalised. Main clauses, where modality needed a stronger expression, already usually contained a modal verb in OE; a mere subjunctive inflection on the main verb did not suffice. In some cases the grammaticalisation of OE subjunctives has gone so far that the subjunctive form has become semantically meaningless. Thus when a subordinate clause depends on another subordinate clause, the subjunctive is the rule when the first clause has a subjunctive. We also often find an ‘empty’ subjunctive in indirect speech:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Syntax

143

(33)

Wulfstan

sæde

þæt

he

gefore

of

Hæðum,

þæt

he wære

on

 

 

Wulfstan

said

that

he

went

from

Hedeby,

that

he was

in

 

 

Truso

on

syfan

dagum &

nihtum

 

 

 

 

 

 

 

Drusno

in

seven

days

and

nights

 

 

 

 

 

 

 

þæt

þæt scip wæs ealne weg

yrnende

under

segle.

 

 

 

that

that

ship

was

all

way

running

under

sail

 

 

 

 

‘Wulfstan said that he departed from Hedeby, that he reached Drusno in

 

 

seven days and nights, and that the ship was running under full sail all

 

 

the way.’

 

(Or 1 1.16.21; Traugott, 1992: 240)

 

 

 

 

In (33) it is clear that the subjunctive is semantically empty since in the first two reported clauses a subjunctive is used (gefore, wære), while in the third there is an indicative (wæs).

The subjunctive and the modal verbs could be used to express three types of modality in OE, usually referred to as deontic, dynamic and epistemic modality. Deontic modality is connected with the issuing of directives and is concerned with the speaker’s wishes and intentions in relation to the addressee, thus involving such notions as permission and obligation. Dynamic modality is related to the ability and disposition of the speaker or subject, or to the possibilities open to him/her. Together they are often referred to as ‘root’ modality, to distinguish them from epistemic modality, which is quite different and is usually a later linguistic development. Epistemic modality is concerned with the truth of the proposition, expressing a speaker’s belief or opinion concerning a situation. The examples in (34)–(36) illustrate the three types of modality: deontic, dynamic and epistemic, respectively. The (a) examples show the use of the subjunctive mood in dependent clauses following a primary (lexical) modal marker in the main clause (italicised), while the (b) examples use a modal verb as a primary marker in an independent clause. The (b) examples of (34) and (35) are also given to indicate that the dynamic and deontic use of the modals in main clauses is well established in OE. This is not true for the epistemic use of modals, so that examples like (36b) are in fact quite rare. Usually the text needs an additional lexical marker such as wenunga, eaþe ‘probably’, ‘possibly’, ‘easily’. It is interesting that instead of an epistemic modal verb we do find a subjunctive used even in the main clause in OE, as (36c) illustrates. It is likely that here the subjunctive lasted longer because the modal auxilaries had not yet developed a clear epistemic function in OE.

(34)

 

 

 

 

 

 

 

 

 

 

 

a. And

micel

is nydþearf manna

gehwilcum

þæt

he

Godes

lage

gime[SUBJ]

and

much

is

need

of-men

each

 

that

he

God’s

law

heed

‘And it is necessary for each man that he should heed God’s law.’

(WHom 20.2 26)

b. fia

ðe

bet

cunnon and

magon. sceolon

gyman oðra

 

manna.

those

who

better can

and

may

must

 

heed

of-other

men

‘Those who have more abilities should take care of other men.’

 

 

 

 

 

 

 

 

 

 

(ÆCHom II, 15 159.311)

144 O L G A F I S C H E R A N D W I M VA N D E R W U R F F

(35)

 

 

 

 

 

 

 

 

 

 

a. þæt

hit

nan

wundor

nys,

þæt

se

halga

cynincg

untrumnysse

gehæle[SUBJ]

that

it

no

wonder

not-is

that

the

holy

king

illnesses

heal

nu

he

on

heofonum leofað

 

 

 

 

 

now

he

in

heavens

lives

 

 

 

 

 

 

‘that it is no wonder that the holy king can heal sickness now that he lives in heaven’ (ÆLS (Oswald)272)

b. . . . ac

he

ne

mæg

nænne gehælan. þe

 

god

sylf

ær

geuntrumode.

. . . but

he

not can

none

heal,

whom

god

self

before

made-sick

‘ . . . but he cannot heal anyone who had been made sick by God himself’

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ÆCHom I (Pref)175.81)

(36) a.

Ne

bið <his> lof

na

ðy

læsse, ac

 

is

wen

þæt

hit

 

 

not

is

his

praise

not

the

less,

but

is

probable that

it

 

 

sie[SUBJ] þy

mare;

 

 

 

 

 

 

 

 

 

 

 

 

 

be

 

 

the

more

 

 

 

 

 

 

 

 

 

 

 

 

 

‘His praise will not be the less, but may be greater.’

 

(Bo 40.138.19)

b. Eastewerd

hit

[se mor]

 

 

mæg

bion

 

syxtig

mila

brad

oþþe

 

eastwards

it

[the waste land]

can

be

 

sixty

of-miles

broad

or

 

hwene

 

brædre

 

 

 

 

 

 

 

 

 

 

 

 

 

 

somewhat

broader

 

 

 

 

 

 

 

 

 

 

 

 

 

‘Towards the east it may be sixty miles wide or a little wider.’

 

(Or 1 1.15.26)

c.

. . . he gymde

þy

læs

his agenra þearfa &

wenunga hine sylfne

 

 

. . . he heeded the less his own

needs and probably him

self

 

 

 

forlete[SUBJ]

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

neglected

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

‘. . . he cared about his own needs less and less and probably neglected

 

 

himself’

(GD 2 (C)3.106.10)

 

 

 

 

 

 

 

 

 

It is clear from these examples that mood can be expressed in many different ways. The marking may be primarily lexical, i.e. by means of full verbs, ‘hedges’ (e.g. phrases like I guess, I think), adverbs, idiomatic expressions, etc. One step down the ladder of grammaticalisation would be the use of modal auxiliaries, while the subjunctive is an even further grammaticalised form.

As far as the expression of mood in the history of English is concerned, we see two main shifts, both involving the modal verbs. First of all, there is the replacement of (subjunctive) inflections by periphrastic (modal) constructions. In grammaticalisation terms, this is the beginning of a new cycle, in that a bleached inflection becomes replaced by a new, more expressive modal verb. We see this already happening in subordinate clauses in later OE. Where, before, a subjunctive was sufficient to express mood (as shown in the (a) examples above), we more and more see the insertion of a modal verb in that position, often itself in the subjunctive. Compare the instances in (37) with a modal verb, to (34a) and (35a), which still have only a subjunctive inflection on the finite verb:

Syntax 145

(37) a. Forþon

us

is

nydþearf,

therefore

us

is

need

þæt þa

mynstru

of

þære

stowe

moten[SUBJ]

that the

monasteries

from that

place

must

beon

gecyrrede

to

oþre

stowe.

be

changed

to

other

place

‘it is necessary therefore that the monasteries will be moved from that place to

another’

(GD 2 (C)5.112.24)

 

 

 

b. se Hælend

cwæð to him,

gelyfe

gyt þæt

ic inc

mæg gehælan

the Saviour

said to them,

believe

yet that

I you-two can heal

‘the Saviour said to them, do you believe me now that I can heal both of you?’ (Mt (WSCp) 9.28)

This development was possible because modals were already fully employed in main clauses. The development was also necessary. In OE the verb had different forms for the following moods: indicative, imperative and subjunctive (see Chapter 2). However, already in OE not all endings were distinctive: there was no distinction between indicative and subjunctive in the past tense of strong verbs in the second-person singular, nor in the past tense of weak verbs in the firstand third-person singular. Distinctiveness decreased further in ME, where all -e, -on, -en endings fell together under -e, thus obliterating many earlier differences between indicative and subjunctive forms. In PDE practically all these endings have disappeared: only the stem form is left and one single inflection to mark the third-person singular present indicative, i.e. -s. The imperative is now distinguished only by its front position and the fact that usually no subject is present; the form itself does not differ from the indicative form (or rather the stem) in PDE. The PDE subjunctive has been reduced to a few relics like were (If I were you) and the occasional use of the stem form in subordinate clauses such as It is necessary that every member inform himself of these rules, and in main clauses (in its optative function) in set expressions like Heaven forbid that . . .

The second important shift concerns the modal verb itself. When it slowly grammaticalised into an auxiliary through replacing the subjunctive, it also began to enter the epistemic or discourse domain, taking the place of earlier lexical markers of epistemic modality. Thus whereas in OE it was usual to employ adverbs and predicative phrases such as wenunga, eaþe, wen is þæt ‘(it is) possible, probable’, or verbal constructions such as me þynceþ ‘me seems’, to indicate epistemic modality, the modals begin to play a much larger role here in later English. In fact, this development has led to some modals becoming virtually restricted to the epistemic domain. Thus the form might, which used to have dynamic and deontic meanings (i.e. it expressed ability and – later – permission), is now (almost) exclusively used as an epistemic modal, so that He might come a bit later can only be understood as the description of a possibility, but not ability or permission; in its wake, an utterance like He may come a bit later, with the modal may, is now also gradually losing its permission sense, especially in American English.

Finally, one other development must be noted here, that of the so-called modal preterite. In OE it was usual to employ a past-tense subjunctive in hypothetical constructions, both in present and past-time contexts: