- •Contents
- •Figures
- •Tables
- •Contributors
- •Preface
- •Acknowledgements
- •1 Overview
- •1.1 Introduction
- •1.2 The roots of English
- •1.3 Early history: immigration and invasion
- •1.4 Later history: internal migration, emigration, immigration again
- •1.5 The form of historical evidence
- •1.6 The surviving historical texts
- •1.7 Indirect evidence
- •1.8 Why does language change?
- •1.9 Recent and current change
- •2 Phonology and morphology
- •2.1 History, change and variation
- •2.2 The extent of change: ‘vertical’ and ‘horizontal’ history
- •2.3 Tale’s end: a sketch of ModE phonology and morphology
- •2.3.1 Principles
- •2.3.2 ModE vowel inventories
- •2.3.3 ModE consonant inventories
- •2.3.4 Stress
- •2.3.5 Modern English morphology
- •2.4 Old English
- •2.4.1 Time, space and texts
- •2.4.2 The Old English vowels
- •2.4.3 The Old English consonants
- •2.4.4 Stress
- •2.4.5 Old English morphology
- •2.4.5.1 The noun phrase: noun, pronoun and adjective
- •2.4.5.2 The verb
- •2.4.6 Postlude as prelude
- •2.5 The ‘OE/ME transition’ to c.1150
- •2.5.1 The Great Hiatus
- •2.5.2 Phonology: major early changes
- •2.5.2.1 Early quantity adjustments
- •2.5.2.2 The old diphthongs, low vowels and /y( )/
- •2.5.2.3 The new ME diphthongs
- •2.5.2.4 Weak vowel mergers
- •2.5.2.5 The fricative voice contrast
- •2.6.1 The problem of ME spelling
- •2.6.2 Phonology
- •2.6.2.2 ‘Dropping aitches’ and postvocalic /x/
- •2.6.2.4 Stress
- •2.6.3 ME morphology
- •2.6.3.2 The morphology/phonology interaction
- •2.6.3.3 The noun phrase: gender, case and number
- •2.6.3.4 The personal pronoun
- •2.6.3.5 Verb morphology: introduction
- •2.6.3.6 The verb: tense marking
- •2.6.3.7 The verb: person and number
- •2.6.3.8 The verb ‘to be’
- •2.7.1 Introduction
- •2.7.2 Phonology: the Great Vowel Shift
- •2.7.4 English vowel phonology, c.1550–1800
- •2.7.5 English consonant phonology, c.1550–1800
- •2.7.5.1 Loss of postvocalic /r/
- •2.7.5.2 Palatals and palatalisation
- •2.7.5.3 The story of /x/
- •2.7.6 Stress
- •2.7.7 English morphology, c.1550–1800
- •2.7.7.1 Nouns and adjectives
- •2.7.7.2 The personal pronouns
- •2.7.7.3 Pruning luxuriance: ‘anomalous verbs’
- •2.8.1 Preliminary note
- •2.8.2 Progress, regress, stasis and undecidability
- •2.8.2.1 The evolution of Lengthening I
- •2.8.2.2 Lengthening II
- •3 Syntax
- •3.1 Introduction
- •3.2 Internal syntax of the noun phrase
- •3.2.1 The head of the noun phrase
- •3.2.2 Determiners
- •3.3 The verbal group
- •3.3.1 Tense
- •3.3.2 Aspect
- •3.3.3 Mood
- •3.3.4 The story of the modals
- •3.3.5 Voice
- •3.3.6 Rise of do
- •3.3.7 Internal structure of the Aux phrase
- •3.4 Clausal constituents
- •3.4.1 Subjects
- •3.4.2 Objects
- •3.4.3 Impersonal constructions
- •3.4.4 Passive
- •3.4.5 Subordinate clauses
- •3.5 Word order
- •3.5.1 Introduction
- •3.5.2 Developments in the order of subject and verb
- •3.5.3 Developments in the order of object and verb
- •3.5.5 Developments in the position of particles and adverbs
- •3.5.6 Consequences
- •4 Vocabulary
- •4.1 Introduction
- •4.1.1 The function of lexemes
- •4.1.3 Lexical change
- •4.1.4 Lexical structures
- •4.1.5 Principles of word formation
- •4.1.6 Change of meaning
- •4.2 Old English
- •4.2.1 Introduction
- •4.2.4 Word formation
- •4.2.4.1 Noun compounds
- •4.2.4.2 Compound adjectives
- •4.2.4.3 Compound verbs
- •4.2.4.7 Zero derivation
- •4.2.4.8 Nominal derivatives
- •4.2.4.9 Adjectival derivatives
- •4.2.4.10 Verbal derivation
- •4.2.4.11 Adverbs
- •4.2.4.12 The typological status of Old English word formation
- •4.3 Middle English
- •4.3.1 Introduction
- •4.3.2 Borrowing
- •4.3.2.1 Scandinavian
- •4.3.2.2 French
- •4.3.2.3 Latin
- •4.3.3 Word formation
- •4.3.3.1 Compounding
- •4.3.3.4 Zero derivation
- •4.4 Early Modern English
- •4.4.1 Introduction
- •4.4.2 Borrowing
- •4.4.2.1 Latin
- •4.4.2.2 French
- •4.4.2.3 Greek
- •4.4.2.4 Italian
- •4.4.2.5 Spanish
- •4.4.2.6 Other languages
- •4.4.3 Word formation
- •4.4.3.1 Compounding
- •4.5 Modern English
- •4.5.1 Introduction
- •4.5.2 Borrowing
- •4.5.3 Word formation
- •4.6 Conclusion
- •5 Standardisation
- •5.1 Introduction
- •5.2 The rise and development of standard English
- •5.2.1 Selection
- •5.2.2 Acceptance
- •5.2.3 Diffusion
- •5.2.5 Elaboration of function
- •5.2.7 Prescription
- •5.2.8 Conclusion
- •5.3 A general and focussed language?
- •5.3.1 Introduction
- •5.3.2 Spelling
- •5.3.3 Grammar
- •5.3.4 Vocabulary
- •5.3.5 Registers
- •Electric phenomena of Tourmaline
- •5.3.6 Pronunciation
- •5.3.7 Conclusion
- •6 Names
- •6.1 Theoretical preliminaries
- •6.1.1 The status of proper names
- •6.1.2 Namables
- •6.1.3 Properhood and tropes
- •6.2 English onomastics
- •6.2.1 The discipline of English onomastics
- •6.2.2 Source materials for English onomastics
- •6.3 Personal names
- •6.3.1 Preliminaries
- •6.3.2 The earliest English personal names
- •6.3.3 The impact of the Norman Conquest
- •6.3.4 New names of the Renaissance and Reformation
- •6.3.5 The modern period
- •6.3.6 The most recent trends
- •6.3.7 Modern English-language personal names
- •6.4 Surnames
- •6.4.1 The origin of surnames
- •6.4.2 Some problems with surname interpretation
- •6.4.3 Types of surname
- •6.4.4 The linguistic structure of surnames
- •6.4.5 Other languages of English surnames
- •6.4.6 Surnaming since about 1500
- •6.5 Place-names
- •6.5.1 Preliminaries
- •6.5.2 The ethnic and linguistic context of English names
- •6.5.3 The explanation of place-names
- •6.5.4 English-language place-names
- •6.5.5 Place-names and urban history
- •6.5.6 Place-names in languages arriving after English
- •6.6 Conclusion
- •Appendix: abbreviations of English county-names
- •7 English in Britain
- •7.1 Introduction
- •7.2 Old English
- •7.3 Middle English
- •7.4 A Scottish interlude
- •7.5 Early Modern English
- •7.6 Modern English
- •7.7 Other dialects
- •8 English in North America
- •8.1.1 Explorers and settlers meet Native Americans
- •8.1.2 Maintenance and change
- •8.1.3 Waves of immigrant colonists
- •8.1.4 Character of colonial English
- •8.1.5 Regional origins of colonial English
- •8.1.6 Tracing linguistic features to Britain
- •8.2.2 Prescriptivism
- •8.2.3 Lexical borrowings
- •8.3.1 Syntactic patterns in American English and British English
- •8.3.2 Regional patterns in American English
- •8.3.3 Dictionary of American Regional English (DARE)
- •8.3.4 Atlas of North American English (ANAE)
- •8.3.5 Social dialects
- •8.3.5.1 Socioeconomic status
- •8.3.6 Ethnic dialects
- •8.3.6.1 African American English (AAE)
- •8.3.6.2 Latino English
- •8.3.7 English in Canada
- •8.3.8 Social meaning and attitudes
- •8.3.10 The future of North American dialects
- •Appendix: abbreviations of US state-names
- •9 English worldwide
- •9.1 Introduction
- •9.2 The recency of world English
- •9.3 The reasons for the emergence of world English
- •9.3.1 Politics
- •9.3.2 Economics
- •9.3.3 The press
- •9.3.4 Advertising
- •9.3.5 Broadcasting
- •9.3.6 Motion pictures
- •9.3.7 Popular music
- •9.3.8 International travel and safety
- •9.3.9 Education
- •9.3.10 Communications
- •9.4 The future of English as a world language
- •9.5 An English family of languages?
- •Further reading
- •1 Overview
- •2 Phonology and morphology
- •3 Syntax
- •4 Vocabulary
- •5 Standardisation
- •6 Names
- •7 English in Britain
- •8 English in North America
- •9 English worldwide
- •References
- •Index
142 O L G A F I S C H E R A N D W I M VA N D E R W U R F F
presumably because in hypothetical contexts the emphasis would be on the activity rather than on the resultative state, because that state is never in fact reached. This again reduces the ‘intransitive’ domain of be. Thus in (32a) have is used rather than be because the context is one of ‘irrealis’, in contrast to (32b), where we have a factual situation:
(32) a. He wende have cropen by his felawe John, | And by the millere in he creep
anon |
(Chaucer, MillT 4259–60) |
b.noot I for-why ne how/ That jalousie, allas . . . | Thus causeles is cropen
into yow |
(Chaucer, T&C III, 1009–11) |
For similar reasons have is more frequent in iterative and durative contexts. Frequency is a crucial factor in grammaticalisation processes, so it is not surprising that slowly have gains on be.
At the same time, there are formal and functional factors that account for the decrease of be. The combination of be + past participle was functionally at a disadvantage because it was ambiguous: it was also used for the passive construction. Thus a phrase like she was returned could mean ‘she had returned’ as well as ‘she had been returned’. In addition, the common abbreviation of both has and is to ’s led to a further falling-together of the be and have verbs, under the more frequent perfect auxiliary have. The decline of be follows the typical S-curve: it is a slow but steady one in ME and early ModE. It picks up speed in Late ModE and comes to a climax in the nineteenth century, which witnesses a dramatic drop in the frequency of be.
3.3.3 |
Mood |
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Mood as a formal category is typically connected with the verb. Mood inflections on the verb are used to express the attitude of the speaker towards the factual content of a proposition. Thus in OE the indicative mood is commonly used in the context of an objective, factual report and is the rule in most constructions that do not involve grammatical dependence. The subjunctive is a subjective expression and is found especially in volitional, conjectural and hypothetical contexts, which are, as it were, one step removed from the situation as fact, from our purely socio-physical experience of the world. In OE the subjunctive occurs most frequently in dependent clauses, following a main clause which introduces modality lexically. In other words, the subjunctive is not (or no longer) a primary marker of modality: it has grammaticalised. Main clauses, where modality needed a stronger expression, already usually contained a modal verb in OE; a mere subjunctive inflection on the main verb did not suffice. In some cases the grammaticalisation of OE subjunctives has gone so far that the subjunctive form has become semantically meaningless. Thus when a subordinate clause depends on another subordinate clause, the subjunctive is the rule when the first clause has a subjunctive. We also often find an ‘empty’ subjunctive in indirect speech:
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Syntax |
143 |
(33) |
Wulfstan |
sæde |
þæt |
he |
gefore |
of |
Hæðum, |
þæt |
he wære |
on |
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Wulfstan |
said |
that |
he |
went |
from |
Hedeby, |
that |
he was |
in |
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Truso |
on |
syfan |
dagum & |
nihtum |
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Drusno |
in |
seven |
days |
and |
nights |
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þæt |
þæt scip wæs ealne weg |
yrnende |
under |
segle. |
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that |
that |
ship |
was |
all |
way |
running |
under |
sail |
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‘Wulfstan said that he departed from Hedeby, that he reached Drusno in |
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seven days and nights, and that the ship was running under full sail all |
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the way.’ |
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(Or 1 1.16.21; Traugott, 1992: 240) |
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In (33) it is clear that the subjunctive is semantically empty since in the first two reported clauses a subjunctive is used (gefore, wære), while in the third there is an indicative (wæs).
The subjunctive and the modal verbs could be used to express three types of modality in OE, usually referred to as deontic, dynamic and epistemic modality. Deontic modality is connected with the issuing of directives and is concerned with the speaker’s wishes and intentions in relation to the addressee, thus involving such notions as permission and obligation. Dynamic modality is related to the ability and disposition of the speaker or subject, or to the possibilities open to him/her. Together they are often referred to as ‘root’ modality, to distinguish them from epistemic modality, which is quite different and is usually a later linguistic development. Epistemic modality is concerned with the truth of the proposition, expressing a speaker’s belief or opinion concerning a situation. The examples in (34)–(36) illustrate the three types of modality: deontic, dynamic and epistemic, respectively. The (a) examples show the use of the subjunctive mood in dependent clauses following a primary (lexical) modal marker in the main clause (italicised), while the (b) examples use a modal verb as a primary marker in an independent clause. The (b) examples of (34) and (35) are also given to indicate that the dynamic and deontic use of the modals in main clauses is well established in OE. This is not true for the epistemic use of modals, so that examples like (36b) are in fact quite rare. Usually the text needs an additional lexical marker such as wenunga, eaþe ‘probably’, ‘possibly’, ‘easily’. It is interesting that instead of an epistemic modal verb we do find a subjunctive used even in the main clause in OE, as (36c) illustrates. It is likely that here the subjunctive lasted longer because the modal auxilaries had not yet developed a clear epistemic function in OE.
(34) |
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a. And |
micel |
is nydþearf manna |
gehwilcum |
þæt |
he |
Godes |
lage |
gime[SUBJ] |
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and |
much |
is |
need |
of-men |
each |
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that |
he |
God’s |
law |
heed |
‘And it is necessary for each man that he should heed God’s law.’ |
(WHom 20.2 26) |
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b. fia |
ðe |
bet |
cunnon and |
magon. sceolon |
gyman oðra |
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manna. |
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those |
who |
better can |
and |
may |
must |
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heed |
of-other |
men |
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‘Those who have more abilities should take care of other men.’ |
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(ÆCHom II, 15 159.311) |
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144 O L G A F I S C H E R A N D W I M VA N D E R W U R F F
(35) |
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a. þæt |
hit |
nan |
wundor |
nys, |
þæt |
se |
halga |
cynincg |
untrumnysse |
gehæle[SUBJ] |
that |
it |
no |
wonder |
not-is |
that |
the |
holy |
king |
illnesses |
heal |
nu |
he |
on |
heofonum leofað |
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now |
he |
in |
heavens |
lives |
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‘that it is no wonder that the holy king can heal sickness now that he lives in heaven’ (ÆLS (Oswald)272)
b. . . . ac |
he |
ne |
mæg |
nænne gehælan. þe |
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god |
sylf |
ær |
geuntrumode. |
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. . . but |
he |
not can |
none |
heal, |
whom |
god |
self |
before |
made-sick |
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‘ . . . but he cannot heal anyone who had been made sick by God himself’ |
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(ÆCHom I (Pref)175.81) |
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(36) a. |
Ne |
bið <his> lof |
na |
ðy |
læsse, ac |
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is |
wen |
þæt |
hit |
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not |
is |
his |
praise |
not |
the |
less, |
but |
is |
probable that |
it |
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sie[SUBJ] þy |
mare; |
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be |
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the |
more |
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‘His praise will not be the less, but may be greater.’ |
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(Bo 40.138.19) |
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b. Eastewerd |
hit |
[se mor] |
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mæg |
bion |
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syxtig |
mila |
brad |
oþþe |
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eastwards |
it |
[the waste land] |
can |
be |
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sixty |
of-miles |
broad |
or |
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hwene |
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brædre |
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somewhat |
broader |
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‘Towards the east it may be sixty miles wide or a little wider.’ |
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(Or 1 1.15.26) |
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c. |
. . . he gymde |
þy |
læs |
his agenra þearfa & |
wenunga hine sylfne |
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. . . he heeded the less his own |
needs and probably him |
self |
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forlete[SUBJ] |
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neglected |
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‘. . . he cared about his own needs less and less and probably neglected |
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himself’ |
(GD 2 (C)3.106.10) |
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It is clear from these examples that mood can be expressed in many different ways. The marking may be primarily lexical, i.e. by means of full verbs, ‘hedges’ (e.g. phrases like I guess, I think), adverbs, idiomatic expressions, etc. One step down the ladder of grammaticalisation would be the use of modal auxiliaries, while the subjunctive is an even further grammaticalised form.
As far as the expression of mood in the history of English is concerned, we see two main shifts, both involving the modal verbs. First of all, there is the replacement of (subjunctive) inflections by periphrastic (modal) constructions. In grammaticalisation terms, this is the beginning of a new cycle, in that a bleached inflection becomes replaced by a new, more expressive modal verb. We see this already happening in subordinate clauses in later OE. Where, before, a subjunctive was sufficient to express mood (as shown in the (a) examples above), we more and more see the insertion of a modal verb in that position, often itself in the subjunctive. Compare the instances in (37) with a modal verb, to (34a) and (35a), which still have only a subjunctive inflection on the finite verb:
Syntax 145
(37) a. Forþon |
us |
is |
nydþearf, |
therefore |
us |
is |
need |
þæt þa |
mynstru |
of |
þære |
stowe |
moten[SUBJ] |
that the |
monasteries |
from that |
place |
must |
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beon |
gecyrrede |
to |
oþre |
stowe. |
be |
changed |
to |
other |
place |
‘it is necessary therefore that the monasteries will be moved from that place to
another’ |
(GD 2 (C)5.112.24) |
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b. se Hælend |
cwæð to him, |
gelyfe |
gyt þæt |
ic inc |
mæg gehælan |
the Saviour |
said to them, |
believe |
yet that |
I you-two can heal |
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‘the Saviour said to them, do you believe me now that I can heal both of you?’ (Mt (WSCp) 9.28)
This development was possible because modals were already fully employed in main clauses. The development was also necessary. In OE the verb had different forms for the following moods: indicative, imperative and subjunctive (see Chapter 2). However, already in OE not all endings were distinctive: there was no distinction between indicative and subjunctive in the past tense of strong verbs in the second-person singular, nor in the past tense of weak verbs in the firstand third-person singular. Distinctiveness decreased further in ME, where all -e, -on, -en endings fell together under -e, thus obliterating many earlier differences between indicative and subjunctive forms. In PDE practically all these endings have disappeared: only the stem form is left and one single inflection to mark the third-person singular present indicative, i.e. -s. The imperative is now distinguished only by its front position and the fact that usually no subject is present; the form itself does not differ from the indicative form (or rather the stem) in PDE. The PDE subjunctive has been reduced to a few relics like were (If I were you) and the occasional use of the stem form in subordinate clauses such as It is necessary that every member inform himself of these rules, and in main clauses (in its optative function) in set expressions like Heaven forbid that . . .
The second important shift concerns the modal verb itself. When it slowly grammaticalised into an auxiliary through replacing the subjunctive, it also began to enter the epistemic or discourse domain, taking the place of earlier lexical markers of epistemic modality. Thus whereas in OE it was usual to employ adverbs and predicative phrases such as wenunga, eaþe, wen is þæt ‘(it is) possible, probable’, or verbal constructions such as me þynceþ ‘me seems’, to indicate epistemic modality, the modals begin to play a much larger role here in later English. In fact, this development has led to some modals becoming virtually restricted to the epistemic domain. Thus the form might, which used to have dynamic and deontic meanings (i.e. it expressed ability and – later – permission), is now (almost) exclusively used as an epistemic modal, so that He might come a bit later can only be understood as the description of a possibility, but not ability or permission; in its wake, an utterance like He may come a bit later, with the modal may, is now also gradually losing its permission sense, especially in American English.
Finally, one other development must be noted here, that of the so-called modal preterite. In OE it was usual to employ a past-tense subjunctive in hypothetical constructions, both in present and past-time contexts:
