- •Ing the world, then the role of concepts is pivotal. By relating certain
- •In our view, a distinction between fundamentally different uses needs to
- •Versus popular writers, but also academics versus academics whose
- •Ing,” few have tried to think through the assumptions and implications
- •In sum, Rosenau defends a rather broad concept of global gover-
- •Inal Court (icc); intergovernmental organizations, such as the World
- •Ity in issue areas ranging from biodiversity to human rights; and illicit
- •In practitioners’ perspectives. Thus, despite the fact that the Commission
- •Is the widespread adoption of the new concept of global governance
- •Issue area and under all circumstances, we do believe that once such a
- •Vate Actors and the State: Internationalization and the Changing Patterns of
Issue area and under all circumstances, we do believe that once such a
perspective is taken, new insights may be gained. We therefore con-
clude our article by raising four questions that follow from the notion of
global governance as a specific perspective on world politics and sketch
some initial answers to these questions. First, what is new about a
global governance perspective? Second, what are the central research
questions that emerge from this new perspective? Third, what are the
potential benefits of a global governance perspective? And, finally, what
are its limitations?
When we first presented our argument to our colleagues, one com-
mentator asked if our conception of global governance was in any way
198 Global Governance as a Perspective on World Politicsdifferent from international governance plus transnational actors. Our
response to this question is twofold. First, we believe there is a core dif-
ference in terms of the basic ontological assumptions of a global gov-
ernance perspective as sketched above. Rather than presuming a priori
a hierarchy between international and transnational spheres of political
activity, a global governance perspective is based on the premise that
both spheres have equal ontological status. In short, a global governance
perspective acknowledges that world politics is neither international
governance plus transnational actors nor transnational governance plus
international actors. Accordingly, a research program that builds on this
premise will ask a number of questions, such as: What dynamics char-
acterize the two spheres? What factors determine whether actors seek to
achieve their goals through one sphere and not through the other? And
what kind of interactions exist between the two spheres? Research on
these questions will benefit from previous research on international
relations, but it will transcend the latter by taking transnational politics
seriously.
Second, while the conceptual focus of international relations is
actor-centered—the term centers on how two or more nation-states will
behave when they need to coexist in a single world—the governance
perspective chooses a different point of departure. The most fundamen-
tal observation we make when we make use of our global governance
lens is not the existence of specific actors (e.g., states), but the existence
of norms, rules, and standards that structure and constrain social activ-
ity. As a result, the research agenda associated with a global governance
perspective is different. At its core, it includes such questions as: What
forms of social regulation exist at the global level? Where do global
norms, rules, and standards come from? How are they constructed,
interpreted, implemented, and adjudicated? What relationships exist
between rule makers and rule takers? What are consequences of global
norms, rules, and standards? Who benefits? Who loses?
Ultimately, a theory of global governance would thus differ from a
theory of international politics. Its central unit of analysis would be the
conditions for social activity (e.g., norms and rules) rather than actors
and relations between them. In addition, its methodological challenge
would be complexity rather than parsimony. But what can be expected
from such a theory in the making? In our opinion, such a theory, once
fully developed, should be able to answer three sets of questions: first,
questions focusing on the emergence of global governance arrangements
within and across different policy arenas; second, questions targeting the
conditions for effective global governance; and, finally, questions directed
toward the implications of the current transformation of governance for
Klaus Dingwerth and Philipp Pattberg 199core political concepts such as authority, sovereignty, and democratic
legitimacy. However, such an optimistic view toward a theory of global
governance must also anticipate its limitations. The core challenge is to
balance the tendency toward theoretical complexity with the need for
simplicity to avoid replicating the multidimensional and multicausal
nature of current world politics. It is precisely this point where a clearer
and more precise use of the global governance concept can serve as the
necessary first step toward better theories of world politics. c
Notes
Klaus Dingwerth (dingwerth@uni-bremen.de) is assistant professor at the Insti-
tute for Intercultural and International Studies (InIIS), University of Bremen,
Germany. Philipp Pattberg (philipp.pattberg@ivm.vu.nl) is a project leader at
the Institute for Environmental Studies (IVM) of the Vrije Universiteit Ams-
terdam and coordinator of the research group New Mechanisms of Global Gov-
ernance (MECGLO) of the Global Governance Project.
For comments on earlier versions of this article, the authors are grateful to
Frank Biermann, Robert Falkner, the editors and anonymous reviewers at
Global Governance, and to various colleagues from the Global Governance
Project (glogov.org). Financial assistance from the German National Academic
Foundation (Studienstiftung des deutschen Volkes) and from the Volkswagen
Foundation is gratefully acknowledged.
1. We understand world politics as a neutral concept that refers to political
structures and processes that have transboundary repercussions as the object of
both a global governance and a more traditional “inter-national” perspective.
2. Cf. Hongying Wang and James N. Rosenau, “Transparency International
and Corruption as an Issue of Global Governance,” Global Governance 7, no.
1 (2001): 25–49; Commission on Global Governance, Our Global Neighbour-
hood: The Report of the Commission on Global Governance (Oxford: Oxford
University Press, 1995); Ulrich Brand, “Order and Formation: Global Gover-
nance as a Possible Hegemonic Discourse of the Internationally Political,”
paper prepared for the workshop “Critical Perspectives on Global Governance,”
Amerang, Germany, 1–3 November 2002.
3. Lawrence S. Finkelstein, “What Is Global Governance?” Global Gover-
nance 1, no. 3 (1995): 368.
4. James N. Rosenau and Ernst-Otto Czempiel, Governance Without Gov-
ernment: Order and Change in World Politics (Cambridge: Cambridge Univer-
sity Press, 1992).
5. Commission on Global Governance, Our Global Neighbourhood.
6. Claude Bélanger, Concepts in Social Science and History, available at
www2.marianopolis.edu/quebechistory/events/concepts.htm (accessed 15 Octo-
ber 2003).
7. John Gerring and Paul A. Barresi, “Putting Ordinary Language to Work:
A Min-Max Strategy of Concept Formation in the Social Sciences,” Journal of
Theoretical Politics 15, no. 2 (2003): 202.
200 Global Governance as a Perspective on World Politics8. This is not to deny, however, that Gerring and Barresi’s min-max-
strategy may be a very promising second step with regard to theory building in
the study of global governance. We are grateful to an anonymous reviewer for
this clarification.
9. Finkelstein, “What Is Global Governance?” p. 368.
10. Thomas G. Weiss, “Governance, Good Governance and Global Gover-
nance: Conceptual and Actual Challenges,” Third World Quarterly 21, no. 5
(2000): 795.
11. Cf. Paul Hirst, “Democracy and Governance,” in Jon Pierre, ed.,
Debating Governance (Oxford: Oxford University Press, 2000), pp. 13–35; R.
A. W. Rhodes, “The New Governance: Governing Without Government,” Polit-
ical Studies 44, no. 4 (1996): 652–667. For recent contributions that try to bring
some degree of order to the conceptual disarray, see Tanja A. Börzel and
Thomas Risse, “Public-Private Partnerships: Effective and Legitimate Tools of
International Governance,” in Edgar Grande and Louis W. Pauly, eds., Complex
Sovereignty: Reconstituting Political Authority in the Twenty-first Century
(Toronto: University of Toronto Press, 2005); Liesbet Hooghe and Gary Marks,
“Unraveling the Central State, But How? Types of Multi-level Governance,”
American Political Science Review 97, no. 2 (2003): 233–243; Kees van Kers-
bergen and Frans van Waarden, “Governance as a Bridge Between Disciplines,”
European Journal of Political Research 43, no. 2 (2004): 143–172; and Elke
Krahmann, “National, Regional, and Global Governance: One Phenomenon or
Many?” Global Governance 9, no. 3 (2003): 323–346.
12. Renate Mayntz, “Governance im modernen Staat” (Governance in the
modern state), in Arthur Benz, ed., Governance—Regieren in komplexen Regel-
systemen: Eine Einführung (Governance—governing in complex rule systems:
An introduction) (Wiesbaden: Verlag für Sozialwissenschaften, 2004), p. 66.
13. Rosenau and Czempiel, Governing Without Government.
14. Gerry Stoker, “Governance as Theory: Five Propositions,” International
Social Science Journal 155 (1998): 17–28.
15. For recent examples published in this journal, see Sverker C. Jagers and
Johannes Stripple, “Climate Governance Beyond the State,” Global Governance
9, no. 3 (2003): 385–399; Benedicte Bull, Morten Bøås, and Desmond McNeill,
“Private Sector Influence in the Multilateral System: A Changing Structure of
World Governance?” Global Governance 10, no. 4 (2004): 481–498.
16. Robert O’Brien, Anne Marie Goetz, Jan Aart Scholte, and Marc Williams,
Contesting Global Governance: Multilateral Economic Institutions and Global
Social Movements (Cambridge: Cambridge University Press, 2000); Ronnie D.
Lipschutz, Global Civil Society and Global Environmental Governance: The
Politics of Nature from Place to Planet (Albany: SUNY Press, 1996); Frank
Biermann and Steffen Bauer, Managers of Global Governance: Assessing and
Explaining the Effectiveness of Intergovernmental Organisations, paper prepared
for the International Studies Association (ISA) Annual Convention, Portland,
Oregon, 26 February–1 March 2003; Christoph Knill and Dirk Lehmkuhl, “Pri-
