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- •It's no fun if it isn't hard. All these things you're telling me, they're part of the story. You try everything, and it doesn't work. What do you do now?
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- •In that thousand-ideas session, when we just had a twelve-year-old kid we didn't have a character, really. Once we got a job for the kid, then we had a stereotype: babysitter.
- •Invented to flesh out the tales.
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- •I didn't do anything to "get even" with Mr. Arella, but what about a student character who did plot vengeance?
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- •It is a mistake to think that "good characterization" is the same thing in every work of fiction. Different kinds of stories require different kinds of characters.
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- •I'm dwelling on these structural matters at some length because this is a book on characterization, and for us writers to characterize well, we must characterize appropriately.
- •If a character is relatively powerful-powerful enough to make choices that change other characters' lives-the audience will remember her bet-
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- •In any event, all these strategies depend on the author's knowing how to get the audience to feel sympathy or antipathy toward a character.
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- •It took producer Michael Douglas years of work to get One Flew Over the Cuckoo's Nest produced; there was tremendous resistance, in large part
- •I don't mean that sympathetic characters don't lie. A lie is a story told about the past, and dependability has to do with promises-stories the character tells about what she will do in the future.
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- •Insanity
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- •If your strategy were exaggeration, you could have the heroine irn-
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- •Instead, you will probably begin your story when your main characters are already nearly adults, with a wealth of experience behind them. How can you give a sense of the past?
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- •Vs. Representation
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- •I listened. I still had a husband and two other children.
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Even if you don't go that far, however, you can still improve your story by making sure that your negative characters are as honestly depicted as your heroes.
What you must remember is that everybody is the hero of his own story. Even if a character is completely evil, he will no doubt have his own internal story that depicts him as noble. Perhaps he fancies himself a benefactor, an altruist. Perhaps he feels that his innate superiority gives him the right to exploit other people the way people exploit lower animals. Perhaps he feels that ill treatment he has suffered in the past justifies any harm he causes now. Perhaps he believes that everybody acts the way he acts-they just pretend to be nice. The bad guy doesn't necessarily believe his own version of events-or at least not all the time-but one way or another, the bad guy has found a way to justify his actions to himself, and if you're going to depict him honestly, you have to let your readers know his version of events.
You can soften your "bad guys" even further by partially justifying their actions. Just as you can make a hero more believable by giving him endearing imperfections, you can make a villain more believable by giving her compensating virtues. Show that there is someone she loves or respects; show that she does keep some promises; show that she really was deeply wronged at some time, so that her hate and rage is partially justified. You may never actually persuade your readers to like her, but you can win their respect. In fact, by giving your villain some ennobling qualities you actually make her a worthier opponent for your hero.
What you can't do, however, is make a sadist or a bully or a madman or a usurper into a completely sympathetic character. Any story that seems to do so always does it by showing the reader, at some point in the narrative, that in fact the character is not a sadist or a bully or a madman or a usurper, that when you thought he was, it was an illusion or a misperception; he was only pretending to be a bully in order to accomplish some noble purpose; he was under the influence of drugs or hypnosis and so it wasn't really "himself doing all those bad things; his children were being held hostage and the person he killed with his package bomb really deserved to die anyway; his actions were fully justified if only people knew the true story; he really was the rightful heir to the throne and not a usurper at all; and so on.
The storyteller's strongest tools for provoking the readers' antipathy cannot be overwhelmed by the tools for arousing sympathy. As long as they remain true within the story-as long as you don't deny that Nora did the terrible things you showed her doing, as long as you don't deny that the things she did were terrible, and as long as you show that Nora is still the same person who did those bad things-then the audience will never be on Nora's side. The most you can do is soften their hatred for her, show that she is more to be pitied than to be hated or feared. Even if the readers come to feel great pity for Nora, at no point will they want her to emerge victorious.
Nobody wants Oedipus to stay married to his mother. Nobody is rooting for Macbeth to win.
CHAPTER 9
THE HERO AND THE COMMON MAN
WHEN THE ANCIENT GREEKS AND ROMANS told a serious story, the characters were kings and queens, great warriors and heroes, the sort of people who expected to receive visitations from the gods - heck, the gods were often their aunts and cousins anyway. But when the Greeks and Romans set out to tell a story about common, everyday people, the result was comedy, in which the characters were lewd and foolish and corrupt.
It was long believed that great poetry could never be written about low characters - magnificent art demanded magnificent subject matter. The rules have changed since then. The invention of the novel - with such landmarks in English as Pamela, Tom Jones, Robinson Crusoe, and Tristram Shandy - proved that wonderful stories could take common people seriously.
Oddly enough, however, storytelling keeps drifting toward extraordinary heroes, so that the common people have to be rediscovered every few decades or so. Noted critic Northrop Frye examined this pattern and came up with the idea that our preference in fictional heroes swings back and forth like a pendulum. Frye used the words Realistic and Romantic in a special way, as the two ends of a descriptive spectrum. Romantic, in this context, doesn't have anything to do with whether or not a character is in love. At first heroes become more and more Romantic (idealized, extraordinary, exotic, magnificent) until finally they become so overblown and so cliched that we cease to believe in or care about them. In reaction, the pendulum swings back the other way, and our fictional heroes become Realistic - common, plain people, living lives that are well within the experience of the readers. However, these Realistic heroes quickly become boring, because people who live lives no different from our own are not terribly interesting to read about - or to write about. So storytellers almost immediately begin making their heroes just a little out of the ordinary, so that readers will again be fascinated - until the Romantic hero is in the saddle again.
In creating characters, we don't have to worry about pendulums. What concerns us is that our main characters must be at once believable and interesting - simultaneously Realistic and Romantic. Each of us, how-
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ever, finds a different balance between the two. How extraordinary or exotic or "elevated" do characters need to be for you to want to read or write about them? How much detail, how much commonness, how much familiarity must characters have before you believe in them? Your answer will be different from mine and from every other writer's; your audience will consist of readers who agree with your answer.
Look at the fiction market today, and you'll see what I mean. Do you want Romantic characters? Thrillers deal with people who are on the cutting edge of power in the world-spies, diplomats, heads of state-and their lives are never ordinary; even shopping for groceries, they have to watch out for the enemy. Historical romances deal with characters in exotic times and places, and usually people of high station in an era when class distinctions meant all the difference in the world. Glitter romances deal with the very rich, jetting between assignations in Rio, Paris, and Singapore. Mysteries offer us the detective as avenging angel, tracking down the guilty despite their best efforts to escape retribution. Fantasy, the true heir of the great Romantic tradition, still shows us kings and queens wielding the power of magic. Science fiction takes us to worlds that have never been, to show us new kinds of magic, new kinds of nobility, new kinds of humanity.
Yet every single one of these genres includes stories that rebel against Romantic excess, that insist on realism. John LeCarre's spy thrillers achieved great note in large part because his characters were not Romantic, James Bond-like heroes, but instead ordinary people who got sick, confused, tired, old; people who made mistakes and had to bear the consequences. Yet is George Smiley really ordinary? Of course not. He is only one of the "common people" by comparison with the extravagance that went before. We still look at George Smiley with admiration and awe; we still expect him to achieve great things. He still moves through an exotic world. He is still a true Hero, no matter how much shine has been taken off his armor.
The same pattern can be found among mystery novels. John Mortimer's wonderful hero Rumpole is an English barrister who will never achieve recognition, who isn't terribly successful and loses a lot of cases, and who certainly isn't rich. His home life is deplorable, as he endures a testy relationship with his shrewish wife whom he calls "She-who-must-be-obeyed." His very ordinariness is endearing-we read of him and feel that he is One Of Us. Yet Rumpole is really not ordinary at all, or we wouldn't like reading about him. After the realism has won our belief, we still see him solving cases through remarkable persistence and clever insights, and we come to believe that in fact he deserves great recognition and a place on the bench. Others may think he's ordinary, but we know he's a truly remarkable, admirable man. The same pattern is followed by other "ordinary" mystery heroes-Ruth Rendell's Inspector Wexford, Robert Parker's Spenser, and of course all the heroes of the American hard-boiled detective tradition.
Just when the fantasy genre seemed likely to lose its last connection with reality, Stephen R. Donaldson made a bitter-hearted leper named Thomas Covenant the reluctant hero of his stories; more recently, Megan
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Lindholm's Wizard of the Pigeons found magic in a Vietnam veteran living among the street people of Seattle. A large part of Stephen King's appeal as a writer of horror, fantasy, and science fiction has been his insistence on using heroes from the American middle class, living in the familiar world of fast food, shopping malls, and television. Yet even as we recognize people and details from the real life around us, all these stories would have been pointless had their heroes not been extraordinary in one way or another, though their uniqueness was hidden even from themselves.
As I pointed out in Chapter 8, readers tend to like a character who is at least superficially like themselves. But they quickly lose interest unless this particular character is somehow out of the ordinary. The character may wear the mask of the common man, but underneath his true face must always be the face of the hero.
Why? Because we don't read stories to duplicate real life. In our own diaries and journals we tend to write down only what was out of the ordinary, skipping the dull parts of the day. Why should we read the dull parts in the life of a made-up character?
We read stories to get experiences we've never known firsthand, or to gain a clearer understanding of experiences we have had. In the process, we follow one or more characters the way we follow our "self" in our dreams; we assimilate the story as if what happened to the main characters had happened to us. We identify with heroes. As they move through the story, what happens to them happens to us.
In comedy, heroes go through all the terrible things that we fear or face in our own lives-but they teach us to look at disaster with enough distance that we can laugh at it. In non-comic fiction, the hero shows us what matters, what has value, what has meaning among the random and meaningless events of life. In all stories, the hero is our teacher-by-example, and if we are to be that hero's disciple for the duration of the tale, we must have awe: We must know that the hero has some insight, some knowledge that we ourselves do not understand, some value or power that we do not yet have.
This is true even in that great bastion of extreme realism, the academic/literary genre (those who refer to their genre as "serious literature"-as if the rest of us are just kidding). One reason why the academic/literary genre usually reaches such a small fragment of the reading public is because in their pursuit of seriousness, they have beaten down the Romantic impulse wherever it rears its head. But the Romantic impulse is still there. Even in the endless stories about college professors or advertising writers or housewives entering midlife crises and trying to make sense of their senseless lives, the heroes always seem to face some uncommon problems, always seem to be extraordinarily contemplative and perceptive, always seem to reach a moment of epiphany in which they pass along a key insight to the reader. Despite their seeming ordinariness, these heroes always turn out to be extraordinary, once we truly understand them.
Arthur Miller may have meant Willy Loman to be a non-heroic hero in Death of a Salesman-he was named "low man" to make sure we got the point-but by the end Miller has shown us that Loman dreamed of great-
