18. Substuntivisation of adjectives and adjectivization of nouns

Substantivation of adjectives: some adjectives can transgress the border between the two classes and can acquire some features of the noun. Strictly speaking, substantivation is a type of conversion - a lexical word-building process of zero-derivation. When adjectives are fully substantivized, they make a new word, a noun, which is connected with the adjective only etymologically. Conversion of this type often takes place in cases of one-word ellipsis in stable attributive word-combinations, e.g.: a private ß a private soldier, a native ß a native resident. These nouns acquire all the forms of constitutive substantive categories: number, case, article determination, e.g.: privates, natives, private’s, native’s, a private, the private, etc. (Cf.: similar substantivation cases in Russian: рядовой, больной, etc.)

** Some adjectives can transgress the border between the two classes and can acquire some features of the noun. Strictly speaking, substantivation is a type of conversion - a lexical word-building process of zero-derivation. When adjectives are fully substantivized, they make a new word, a noun, which is connected with the adjective only etymologically. Conversion of this type often takes place in cases of one-word ellipsis in stable attributive word-combinations, e.g.: a private ß a private soldier, a native ß a native resident. These nouns acquire all the forms of constitutive substantive categories: number, case, article determination, e.g.: privates, natives, private’s, native’s, a private, the private,etc. (Cf.: similar substantivation cases in Russian: рядовой, больной, etc.)

There is also a group of partially substantivized adjectives which are characterized by mixed (hybrid) lexico-grammatical features: they convey the mixed adjectival-nounal semantics of property; in a sentence they perform functions characteristic of nouns; and they have deficient paradigms of number and article determination (they are not changed according to the category of number and are combined only with the definite article). They include words denoting groups of people sharing the same feature – the rich, the beautiful, the English, and words denoting abstract notions – the unforgettable, the invisible, etc. The former resemble the pluraliatantum nouns, and the latter the singulariatantum nouns. They make up a specific group of adjectives marginal to the nouns and can be called “adjectivids” by analogy with “verbids”.

This type of word-building has become particularly productive in modern English, involving adjectivized past participles, which exhibit “triply” mixed meanings, e.g.: the newly wed, the unemployed, etc. And these tend to acquire more and more substantive features in the course of time, e.g., one can say the newly-weds, or an unemployed.

Adjectivization of nouns means the process when nouns become adjectives, e.g. stone wall, house fronts, goods van.

19. The Verb. Finite and non-finite forms of the verb. The category of finitude

The verb as a notional part of speech has the categorial meaning ofdynamic process, or process developing in time, including not only actions as such (to work, to build), but also states, forms of existence (to be, to become, to lie), various types of attitude, feelings (to love, to appreciate), etc.

The complexity of the verb is also manifested in the intricate system of itsgrammatically relevant subclasses.

On the upper level, all the verbs according to their semantic (nominative) value fall into two big sub-classes: the sub-class of notional verbs and the sub-class of functional and semi-functional verbs. Notional verbs have full nominative value and are independent in the expression of the process, e.g.: to work, to build, to lie, to love, etc.; these verbs comprise the bulk of the class and constitute an open group of words. Functional and semi-functional (or, semi-notional) verbs make a closed group of verbs of partial nominative value. They are dependent on other words in the denotation of the process, but through their forms the predicative semantics of the sentence is expressed (they function as predicators).

Functional and semi-functional verbs are further subdivided into a number of groups. Auxiliary functional verbs are used to build the analytical grammatical forms of notional verbs, e.g.: have done, was lost, etc. Link verbs connect the nominative part of the predicate (the predicative) with the subject. They can be of two types: pure and specifying link verbs. Pure link verbs perform a purely predicative-linking function in the sentence; in English there is only one pure link verb to be; specifying link verbs specify the connections between the subject and its property, cf.: He was pale. – He grew pale. The specification of the connections may be either “perceptional”, e.g.: to seem, to look, to feel, etc., or “factual”, e.g.: to grow, to become, to get, etc. The semi-functional link verbs should be distinguished from homonymous notional verbs, e.g.: to grow can be a notional verb or a specifying link verb, cf.: The child grew quickly. – He grew pale. Modal verbs are predicators denoting various subject attitudes to the action, for example, obligation, ability, permission, advisability, etc.: can, must, may, etc. A group of semi-notional verbs function as verbid introducers, i.e., they introduce non-finite forms of verbs into the structure of the sentence: they are grammatically inseparable from the verbids and these two lexemes jointly make the predicate of the sentence, e.g.: He happened to know all about it. Verbid introducers render the following meanings: modal identity, when the speaker evaluates the action denoted by the following verbid as seeming, accidental, or unexpected, e.g.: to seem, to prove, to appear, to happen, etc.; subject-action relations (conation), e.g.: to try, to fail, to manage, etc.; phasal semantics, e.g.: to begin, to start, to continue, to finish, etc. These semi-notional verbs should also be distinguished from homonymous notional verbs, cf.: It happened ten years ago (happen is a notional verb). – He happened to be there at the same time with her (happen is a semi-notional verbid introducer of modal identity – the process denoted by the infinitive is presented as unexpected).

The subdivision of verbs into notional and (semi-)functional is grammatically relevant since the verbs of the two subclasses perform different syntactic functions in the sentence: notional verbs function as predicates, semi-functional and functional verbs as parts of predicates (predicators).

All verbal forms fall into two major sets: finite and non-finite. The term “finite” is derived from the Latin term “verbum finitum”, which shows that these words denote actions developing in time.

Non-finite forms of the verb, the infinitive, the gerund, participle I (present participle) and participle II (past participle), are otherwise called “verbals”, or “verbids”. The term, introduced by O. Jespersen, implies that they are not verbs in the proper sense of the word, because they combine features of the verb with features of other notional parts of speech. Their mixed, hybrid nature is revealed in all the spheres of the parts-of-speech characterization: meaning, formal features, and functions. The non-verbal features of verbids are as follows: they do not denote pure processes, but present them as specific kinds of substances and properties; they are not conjugated according to the categories of person and number, have no tense or mood forms; in some contexts they are combined with the verbs like non-verbal parts of speech; they never function as independent predicates; their functions are those characteristic for other notional parts of speech. The verbal features of verbids are as follows: their grammatical meaning is basically processual; like finites, they do have (at least, most of them have) aspect and voice forms and verbal combinability with direct objects and adverbial modifiers; they can express predication in specific semi-predicative constructions. Thus, verbids can be characterized as intermediary phenomena between verbs and other non-verbal parts of speech.

The opposition between finite and non-finite forms of verbs expresses the category of “finitude”. The grammatical meaning, the content of this category is the expression of verbal predication: the finite forms of the verb render full (primary, complete, genuine) predication, the non-finite forms render semi-predication, or secondary (potential) predication. The formal differential feature is constituted by the expression of verbal time and mood, which underlie the predicative function: having no immediate means of expressing time-mood categorial semantics, the verbids are the weak member of the opposition.

It is interesting to note that historically verbids in English were at first separate non-verbal nominative forms, but later they were drawn into the class of verbs by acquiring aspect and voice forms, verbal combinability, etc.